AI Control Plane · Patent Pending

Three Gates: classify, authorize, route.

Hearth and Alloy, Inc. (d/b/a Three Gates) builds the AI control plane for regulated industries. Every request is classified, authorized, and routed before reaching a model. Detected sensitive values are tokenized before model invocation, with an immutable audit trail behind every decision.

Healthcare available today · Government, legal, and financial verticals on the roadmap

Platform

The Three-Gate Architecture

Most AI safety tools observe what the AI does after the fact. Three Gates intercepts every request before model invocation. Each request passes through three sequential checks: what the data is, who is allowed to use it, and where it can safely go. Patent-pending.

GATE 1

Data Reality

Multiple independent layers contribute to detection coverage across HIPAA identifiers, healthcare codes, and domain-extensible markers for other regulated industries. Works on prompts, transcripts, and files.

“Can this data even be touched by AI?”

GATE 2

Purpose & Authority

Policy evaluates user role, task context, and data classification together, before any model invocation. Detected sensitive values are replaced with typed semantic tokens, and an independent verification layer confirms the request is safe.

“Is this user allowed to do this, right now?”

GATE 3

Risk-Based Routing

A composite risk score determines which approved model or provider a request is eligible for, or blocks it entirely. Organization-scoped allowlists and health-aware routing underneath, an immutable record above.

“Where, if anywhere, is this safe to send?”

Front Door

Start with the free PHI AI Readiness Assessment

A three-module diagnostic, about 30 minutes per employee, that produces an anonymized organizational readiness report your CISO can actually use. Baseline-locked scoring, no retake inflation. Individual scores are never shared. Report unlocks once five employees complete.

What it measures

PHI Identification
Can your team recognize protected health information in AI interactions, including the 18 HIPAA identifiers in realistic clinical text?
Safe AI Usage
When is a general-purpose AI appropriate? When is it disqualifying?
Policy Awareness
Do employees know your organization's AI usage policies well enough to apply them in the moment?
Incident Response
When something goes wrong, does your team know what to do, and how fast?
Sample Readiness Report
Organization Baseline62%
Identifying PHI71%
Safe AI Usage58%
Incident Prevention49%
Policy Awareness68%
Illustrative. Baseline is locked on first completion; retakes track improvement separately so the number your CISO sees reflects what the team actually knew.

The Platform

Three Gates: an AI control plane built for regulated industries

Healthcare is the live anchor vertical. Modules below are operational; design partner program open.

Product Snapshot
🛡️
PHI Detected & Tokenized
3 entities found: PERSON (2), PHONE_NUMBER (1)
POLICY: Auto-tokenize

Can you help me draft an email to [PERSON_1] about their recent appointment? Their callback number is [PHONE_1].

I've prepared a professional follow-up email template:

Subject: Follow-up on Recent Appointment
Dear [PERSON_1],
Thank you for visiting our office...
We'll reach out to [PERSON_1] as requested.
Response cleared. No PHI exposed to model
👁️
PHI Detected
🛡️
Tokenized
AI Response
📋
Logged

What's shipped:

Admin Experience Modes: Managed, Standard, Advanced, Assessment tiers
Employee AI Training Module: 5 industry templates, 26 modules, OB3.0 certificates, SCORM/xAPI export
API Gateway / Proxy: drop-in compliance layer for any app, any major model provider
Browser Extension: side panel, floating button, encrypted session management
Workflow Gallery: pre-built healthcare workflows plus a visual builder
Compliance Command Center: health score, risk events, scheduled PDF reports
White-Label Theming: healthcare, government, legal, finance templates
Configuration Assistant: AI admin that manages policies, simulates rules, flags anomalies
Flexible deployment: subscribe-first SaaS, or run inside your own cloud tenant
Designed to support HIPAA Security Rule obligations • BAA-ready for healthcare customers • SOC 2 Type II audit planned, customer-engagement-gated • 7-year immutable audit retention • Deploy in our environment or yours
Keith Williams, Founder

Keith Williams

Founder

17+ years building secure data systems

Founder's Perspective

Start with the team, not the tool.

AI adoption in regulated industries fails at the people layer long before it fails at the platform layer. Most organizations don't actually know what their teams would do with a ChatGPT tab open and a patient chart on the other screen.

That's why the front door to Three Gates is a free readiness assessment, not a sales pitch. Admins see an anonymized organizational scorecard (where the gaps are, which modules close them) and only then decide whether the platform underneath is worth a conversation.

The platform itself is the patent-pending Three-Gate control plane. Every AI request is classified, authorized, and routed before reaching a model; detected sensitive values are tokenized before model invocation, with an immutable audit trail behind every decision.

“Measure the team first. Earn the platform conversation second.”
Connect with the Founder →

About

Built for industries where “we'll figure it out” is not an answer

Hearth and Alloy, Inc. (d/b/a Three Gates) builds AI control-plane infrastructure for healthcare, government, legal, and finance. U.S. patent application filed; patent pending.

Designed to support HIPAA Security Rule obligations • BAA-ready for healthcare customers • SOC 2 Type II audit planned, customer-engagement-gated • Deploy in our environment or yours

Get in Touch

Three ways to start

Take the assessment

Free. Three modules, about 30 minutes per employee. Anonymous organizational scorecard unlocks at 5 completions.

Start Assessment

Request a demo

A walkthrough of the Three-Gate pipeline against your real scenarios.

Email Us

Design partner program

Shape the roadmap. Preferred pricing. Direct access to the founder.

Apply